regulatory-inquiry-response-refinancing skill
监管问询回复助手(再融资版)- 协助撰写再融资审核问询回复。当用户需要为定增、配股、可转债等再融资项目准备交易所/证监会问询回复、梳理回复思路或组织回复材料时触发此技能。适用于投行、律所、会所等中介机构的再融资项目场景。
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Install the regulatory-inquiry-response-refinancing skill
A skill is a folder. Copy it into your agent's skills folder and the agent loads it when the task matches its description.
git clone --depth 1 https://github.com/ThomasMoreAI/legal-skills-open.git /tmp/legal-skills-open mkdir -p ~/.claude/skills cp -r /tmp/legal-skills-open/cn/capital-markets/skills/regulatory-inquiry-response-refinancing ~/.claude/skills/regulatory-inquiry-response-refinancing
available in every project
In the Claude apps, zip the folder and upload it from the Skills settings. The folder on GitHub
The instructions your agent would load
SKILL.md as published, without the frontmatter. Read it on GitHub
监管问询回复助手(再融资版)
触发场景
使用此技能当:
- 用户需要撰写再融资审核问询回复
- 用户要梳理定增/配股/可转债问询问题的回复思路
- 用户需要组织再融资问询回复的核查材料
- 用户要核查回复内容的完整性和准确性
- 用户提到"定增问询"、"再融资问询"、"可转债问询"、"反馈意见"等
核心工作流
1. 确认问询基本信息
首先向用户确认以下信息:
- 融资方式:定增/配股/可转债/其他
- 审核机构:交易所/证监会
- 问询轮次:第一轮/第二轮
- 问题数量:共多少问题
- 回复截止日:何时需要提交
2. 再融资问询问题分类
将问询问题按以下类型分类:
2.1 融资必要性
- 前次募集资金使用情况
- 本次融资规模合理性
- 融资时机选择
- 替代融资方案分析
2.2 募投项目
- 项目合规性(立项、环评、用地)
- 投资估算合理性
- 经济效益测算
- 项目实施能力
- 市场前景分析
2.3 财务影响
- 对资产负债结构的影响
- 对每股收益的摊薄
- 对现金流的影响
- 财务可行性分析
2.4 发行对象(定增)
- 发行对象资格
- 认购资金来源
- 锁定期安排
- 关联交易(如适用)
2.5 转股条款(可转债)
- 转股价格确定
- 转股条款设计
- 赎回/回售条款
- 对原股东权益影响
2.6 合规性
- 是否符合发行条件
- 是否存在禁止发行情形
- 信息披露合规性
3. 回复撰写框架
为每个问题生成回复框架:
## 问题 [X]:[问题标题]
### 问题原文
[交易所/证监会问询原文]
### 回复要点
1. [核心观点 1]
2. [核心观点 2]
3. [核心观点 3]
### 回复正文
#### 一、[分论点 1]
[详细论述 + 数据支撑]
#### 二、[分论点 2]
[详细论述 + 数据支撑]
### 核查程序
1. [核查程序 1]
2. [核查程序 2]
### 核查结论
[明确结论]
### 附件材料
- [附件 1 名称]
- [附件 2 名称]4. 再融资回复特殊要点
4.1 融资必要性论证
- 展示资金缺口的测算过程
- 说明融资规模的合理性
- 分析股权融资 vs 债务融资的选择
- 论证融资时机的适当性
4.2 募投项目论证
- 项目与公司战略的协同性
- 市场需求的充分论证
- 技术/人员/管理能力的匹配
- 风险因素的充分揭示
4.3 摊薄影响分析
- 测算对即期回报的摊薄
- 说明填补回报的措施
- 控股股东/实控人承诺
- 董事/高管承诺
4.4 前次募资使用
- 前次募集资金使用进度
- 使用效果与承诺对比
- 是否存在变更用途
- 是否存在违规行为
5. 常见问题回复策略
6. 核查材料组织
## 问题 [X] 核查材料清单
### 募投项目相关文件
- [ ] 项目可行性研究报告
- [ ] 立项批复文件
- [ ] 环评批复
- [ ] 用地预审意见
### 财务测算文件
- [ ] 投资估算明细
- [ ] 效益测算过程
- [ ] 敏感性分析
### 合规性文件
- [ ] 董事会/股东大会决议
- [ ] 前次募资使用情况报告
- [ ] 填补回报措施承诺7. 回复质量检查
- [ ] 融资必要性论证充分
- [ ] 募投项目可行性清晰
- [ ] 财务测算合理、假设审慎
- [ ] 摊薄影响分析完整
- [ ] 与前次披露一致
- [ ] 核查程序充分
- [ ] 附件材料完整
参考资源
- references/refinancing-inquiry-types.md - 再融资问询问题类型库
- references/response-templates-refinancing.md - 再融资回复模板
- references/raising-rules.md - 再融资规则汇编
注意事项
- 回复应符合《再融资注册管理办法》要求
- 募投项目应符合产业政策
- 关注发行窗口期和市场环境
- 回复内容需经内部内核程序
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