regulatory-inquiry-response-ipo skill
监管问询回复助手(IPO 版)- 协助撰写 IPO 审核问询回复。当用户需要为 IPO 项目准备交易所/证监会问询回复、梳理回复思路、组织回复材料或核查回复内容时触发此技能。适用于投行、律所、会所等中介机构的 IPO 项目场景。
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Install the regulatory-inquiry-response-ipo skill
A skill is a folder. Copy it into your agent's skills folder and the agent loads it when the task matches its description.
git clone --depth 1 https://github.com/ThomasMoreAI/legal-skills-open.git /tmp/legal-skills-open mkdir -p ~/.claude/skills cp -r /tmp/legal-skills-open/cn/capital-markets/skills/regulatory-inquiry-response-ipo ~/.claude/skills/regulatory-inquiry-response-ipo
available in every project
In the Claude apps, zip the folder and upload it from the Skills settings. The folder on GitHub
The instructions your agent would load
SKILL.md as published, without the frontmatter. Read it on GitHub
监管问询回复助手(IPO 版)
触发场景
使用此技能当:
- 用户需要撰写 IPO 审核问询回复
- 用户要梳理问询问题的回复思路
- 用户需要组织问询回复的核查材料
- 用户要核查回复内容的完整性和准确性
- 用户提到"IPO 问询"、"审核问询"、"问询回复"、"反馈意见"等
核心工作流
1. 确认问询基本信息
首先向用户确认以下信息:
- 审核阶段:交易所审核/证监会注册
- 问询轮次:第一轮/第二轮/第三轮
- 问题数量:共多少问题
- 回复截止日:何时需要提交
- 用户角色:保荐人/律师/会计师
2. 问询问题分类
将问询问题按以下类型分类:
2.1 业务与技术类
- 商业模式与盈利模式
- 行业地位与竞争格局
- 核心技术来源与先进性
- 客户与供应商情况
- 业务合规性
2.2 财务与会计类
- 收入确认政策
- 成本核算与毛利率
- 应收账款与存货
- 关联交易
- 财务内控
2.3 法律与合规类
- 历史沿革与股权变更
- 资产权属
- 重大合同
- 诉讼仲裁
- 行政处罚
2.4 募投项目类
- 募投项目必要性
- 投资估算合理性
- 经济效益测算
- 项目实施能力
2.5 信息披露类
- 招股书披露完整性
- 风险因素披露
- 前瞻性信息
3. 回复撰写框架
为每个问题生成回复框架:
## 问题 [X]:[问题标题]
### 问题原文
[交易所/证监会问询原文]
### 回复要点
1. [核心观点 1]
2. [核心观点 2]
3. [核心观点 3]
### 回复正文
#### 一、[分论点 1]
[详细论述 + 数据支撑]
#### 二、[分论点 2]
[详细论述 + 数据支撑]
#### 三、[分论点 3]
[详细论述 + 数据支撑]
### 核查程序
1. [核查程序 1]
2. [核查程序 2]
3. [核查程序 3]
### 核查结论
[明确结论]
### 附件材料
- [附件 1 名称]
- [附件 2 名称]4. 回复撰写要点
4.1 内容要求
- 针对性:直接回应问题,不回避、不模糊
- 完整性:覆盖问题所有方面,不遗漏
- 准确性:数据准确、表述严谨
- 一致性:与招股书披露一致,如有更新需说明
4.2 论证方法
- 数据支撑:用财务数据、业务数据说话
- 对比分析:与同行业对比、与历史数据对比
- 逻辑清晰:因果关系明确,论证链条完整
- 风险揭示:如实披露风险,不隐瞒
4.3 常见问题应对
5. 核查材料组织
为每个问题梳理所需核查材料:
## 问题 [X] 核查材料清单
### 内部文件
- [ ] 会议纪要
- [ ] 合同/协议
- [ ] 财务凭证
- [ ] 内部制度
### 外部文件
- [ ] 客户/供应商访谈记录
- [ ] 第三方报告
- [ ] 政府证明文件
- [ ] 资质证书
### 中介机构意见
- [ ] 保荐人核查意见
- [ ] 律师法律意见
- [ ] 会计师专项说明6. 回复质量检查
提供回复质量检查清单:
- [ ] 问题是否全部回应
- [ ] 数据是否准确、来源是否注明
- [ ] 论证是否充分、逻辑是否清晰
- [ ] 与招股书披露是否一致
- [ ] 核查程序是否充分
- [ ] 附件材料是否完整
- [ ] 格式是否符合要求
- [ ] 是否存在敏感信息泄露
参考资源
- references/ipo-inquiry-types.md - IPO 问询问题类型库
- references/response-templates.md - 回复模板库
- references/checklist.md - 回复质量检查清单
注意事项
- 回复应在规定时间内提交
- 重大问题应与监管预沟通
- 回复内容需经内部内核程序
- 注意保密,避免信息泄露
- 保留回复工作底稿
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