MCP.Market

FINRA Broker & Advisor Check MCP server

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by tylerscomic-lab·io.github.tylerscomic-lab/broker-advisor-check-mcp·v1.0.0
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Vet US financial advisors and firms from live FINRA BrokerCheck records with ranked red flags.

D43/100grade D
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Safety scan
D43/100

full report

Adoption
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If you have run it, two minutes of your experience saves the next person an afternoon.

FINRA Broker & Advisor Check tools

Tool list not cached yet. `describe` through the gateway fetches it live.

Public scan report

scanner v0.1.10 · 2026-10-28 · same rubric, same numbers if you re-run it

1 high
  • –Code scanremote-only server, no package to scann/a
  • Live reliabilityremote unreachable: HTTP 5000/20
  • –Tool poisoningtools not inspected (endpoint requires auth); not countedn/a
  • Auth qualityno auth information5/15
  • Maintenancelast push 27 days ago15/15
  • Maintainer identityregistry namespace matches repository owner6/10

Findings (1)

  • highRemote endpoint did not respondreliability.unreachable

    HTTP 500

Overall 43/100. Components that don't apply are left out of the denominator. Any critical finding is an F.RubricAppeal a findingJSON

How FINRA Broker & Advisor Check compares

Against every graded MCP server, from our own scans and uptime checks. Updated after each scan run.

Safety score
43/100
higher than 8% of 48,255 servers
Uptime
18%
of our recent checks; the typical remote server answers 100%
Response time
615 ms
faster than 23% of 30,031 servers

Install FINRA Broker & Advisor Check in Claude Code, Cursor or VS Code

claude mcp add --transport http broker-advisor-check-mcp https://broker-advisor-check-mcp.mcpize.run/mcp
Add to Cursor

What the publisher says

From the FINRA Broker & Advisor Check repository's README, as published. We do not edit it. Read it on GitHub

FINRA Broker & Advisor Check

Look up and vet US financial advisors, brokers and firms from live FINRA BrokerCheck records: registration status, disclosures, employment history and plain-English red flags, plus questions to ask before you hand over money.

Check an advisor before you trust them with money

Pulls FINRA BrokerCheck public records live on every call, so the answer is today's record, not a stale copy. Search by name, then vet by CRD number.

What you get

  • Registration status for broker and investment-adviser roles.
  • Disclosures with type, date, resolution, allegations and sanctions (regulatory, customer dispute, criminal, financial, termination).
  • Employment history: current and previous firms, years in the industry, how often they move.
  • Ranked red flags in plain English, plus questions to ask them directly.

Tools

  • search_advisor: find an advisor by name, optionally by state.
  • getadvisorprofile: the full public record for a CRD number.
  • vet_advisor: red flags ranked high/medium/low and questions to ask.
  • searchfirm and getfirm_profile: the same for firms.

Good for

Individuals checking an advisor, family members protecting older relatives from investment fraud, compliance teams, journalists, and agents that need verified registration data instead of guessing.

A disclosure is a reportable event, not proof of wrongdoing, and many are dismissed or settled without a finding. Always confirm on brokercheck.finra.org. Not investment or legal advice.

Use it

Hosted on MCPize with a free tier (10 calls a day). Remote MCP endpoint (streamable HTTP, API key from MCPize):

https://broker-advisor-check-mcp.mcpize.run/mcp

Or run it yourself:

npm install
node server.js   # listens on :8080, MCP at /mcp

MIT licensed.

Nothing above is checked by us. What we check is on the safety report.

Grade history

  • 2026-10-28downgradeA → Dscore 43: Remote endpoint did not respond

FINRA Broker & Advisor Check: common questions

Is FINRA Broker & Advisor Check MCP server safe?
Not recommended: it is graded D (43/100). Read the FINRA Broker & Advisor Check safety report
How do I install FINRA Broker & Advisor Check?
It runs remotely at broker-advisor-check-mcp.mcpize.run. Add it to Claude Code, Cursor, VS Code or Claude Desktop with the snippets above, or call it through the mcp.market gateway without installing anything.
Does FINRA Broker & Advisor Check need an API key?
Not as far as the registry entry and our scan can tell: no credentials are declared or required.
Is FINRA Broker & Advisor Check maintained?
The last commit was 33 days ago (2026-10-01). The latest release is v1.0.0.
Is FINRA Broker & Advisor Check up?
18% of our last 28 checks got an answer. We check remote servers about four times a day.
How does FINRA Broker & Advisor Check compare with other MCP servers?
safety score 43/100 (higher than 8% of 48,255 servers); uptime 18% (of our recent checks; the typical remote server answers 100%); response time 615 ms (faster than 23% of 30,031 servers). Full comparison.

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